3.1 Rental Housing Licensing
The City’s Boulder Revised Code and Property Maintenance Code requires all rental properties in Boulder to maintain a valid rental license. The code also establishes minimum standards for the use and safe occupancy of dwellings to protect, preserve, and promote physical and mental health of residents.
Obtaining a rental license is the responsibility of the property owner. The discovery of an unlicensed rental property will result in legal action. Additional information regarding rental licensing requirements.
NOTE: Regional Affordable Housing Participating Jurisdictions will follow their own rental licensing requirements, as applicable.
3.2 Period of Affordability
The period of affordability is the length of time during which specific compliance requirements apply to the assisted rental property.
A. Regional Affordable Housing Program Period of Affordability
All properties restricted by a City of Boulder or Regional Affordable Housing Covenant require permanent affordability, e.g., in perpetuity.
B. HOME Period of Affordability
A HOME funded rental project requires a period of affordability that is determined by the type of activity and the average per unit HOME investment. The HOME Agreement for each HOME assisted project outlines the period of affordability that applies to the project. Upon expiration of the HOME period of affordability, the Low-Income Rental Housing Covenant for the property will govern all units specified within the Covenant. All units under Covenant will remain permanently affordable.
HOME INVESTMENT | HOME POA |
---|
<$15,000 | 5 Years |
---|
$15,000 - $40,000 | 10 Years |
---|
>$40,000 | 15 Years |
---|
Refinancing of Rental Housing (with rehabilitiation) | 15 Years |
---|
New Construction | 20 Years |
---|
C. Combined Local, HOME & Low-Income Housing Tax Credits
When HOME and Low-Income Housing Tax Credits (LIHTC) are combined in a locally funded property, the Owner/Manager of the property must comply with the requirements of each program for the duration of the program's affordability/compliance period. Generally, the HOME Program imposes more restrictive requirements. However, there are some locally imposed rules and policies that are more restrictive than the HOME and LIHTC Programs. To ensure compliance with all program requirements, the Owner/Manager must adhere to the most restrictive compliance requirements in any given circumstance.
3.3 Unit Mix
Many permanently affordable rental projects require a mix of unit sizes, bedrooms and assign a maximum AMI limit for the unit. The Owner/Manager must ensure that the appropriate unit mix is maintained at all times. When HOME funds are used to finance the property, the HOME Agreement also requires a specific number of units to be maintained as HOME-assisted units throughout the HOME period of affordability. The Owner/Manager must maintain the appropriate unit mix at all times.
A. HOME Unit Designation
HOME-assisted properties require a certain number of the total units in a property to be designated as HOME-assisted units. The Owner/Manager must designate which units within the property are HOME-assisted units. These units must be identified in the tenant file and on the Annual Tenant Report.
B. Floating Unit
Properties with a mix of AMI’s (i.e., 30% 50% and 60%) may float the unit AMI designation among permanently affordable units within the same property provided that the required unit AMI and bedroom mix, is maintained at all times as required in the Covenant.
C. Floating HOME Units
Properties with floating HOME-assisted units do not have specific units that are designated HOME-assisted units for the duration of the period of affordability. Instead, the HOME- assisted unit designation may change, or “float” among comparable assisted and non- assisted units during the HOME period of affordability in order to keep the original mix of assisted and non-assisted units.
D. Maintaining Unit Mix When Units “Float”
When re-designating units, in order to maintain the required unit mix, the Owner/Manager must substitute the HOME-assisted unit designation to a non-assisted comparable unit. The Owner/Manager may choose to substitute a “greater” unit for a “lesser” unit. A “greater” unit is one that might be considered more preferable because of larger size, additional bedrooms, or amenities. However, the Owner/Manager is never permitted to substitute a “lesser” unit for a greater one.
- Maintaining the unit mix in properties with HOME-assisted units is achieved by changing the unit designation when the next HOME-assisted or non-assisted unit becomes available. For example:
- A property has an over-income tenant in a HOME-assisted unit. When the next non- assisted unit becomes available, it is designated as HOME-assisted and rented to an income eligible tenant.
- The unit occupied by an over-income tenant is re-designated as a non-assisted unit.
- When the designation of a unit changes, the Owner/Manager must ensure that the tenant lease is revised accordingly.
NOTE: If a household occupies a newly designated HOME-Unit, be sure to obtain a Declaration of Citizenship for each member of the household upon re-certification of income or prior to the designation of a HOME-Unit, whichever comes first.
3.4 Fair Housing & Equal Opportunity
Title VIII of the Civil Rights Act of 1968 makes it unlawful to discriminate in any aspect relating to the rental of dwellings, or in the provision of brokerage services or facilities in connection with the rental of a dwelling, because of race, color, gender, religion, or national origin, (protected classes). The Fair Housing Amendments Act of 1988 expanded coverage of Title VIII to prohibit discriminatory housing practices based on disability and familial status (protected classes). Owners/Manager should be aware of the individual laws that may have established “protected classes”.
3.5 Nondiscrimination in Housing
Federal Fair Housing laws prohibit discrimination in housing based on a person’s race, color, religion, sex, familial status, national origin, age and disability. Fair housing laws prohibit discrimination in all housing, housing-related activities and housing programs regardless of whether or not the housing receives Federal financial assistance. The Owner/Manager cannot discriminate in the rental of units, in establishing terms and conditions of property rentals, or in advertising the availability of rental housing units. The Housing Discrimination Complaint Form (Appendix III-A) should be made available to all applicants and residents. Additional information regarding the complaint process.
3.6 Equal Access Rule
Owners/Managers must ensure equal access to housing regardless of sexual orientation, gender identity, or marital status.
- General equal access provision: Housing must be made available without regard to actual or perceived sexual orientation, gender identity, or marital status (24 C.F.R. 5.105 (a)(2)).
- Definition of family: Must include persons regardless of actual or perceived sexual orientation, gender identity, or marital status.
- Inquiries: Prohibits inquiries of an applicant’s or occupant’s sexual orientation or gender identity for the purpose of determining eligibility or otherwise making housing available.
Owners/Managers may inquire about an individual’s gender identity to determine the most appropriate placement for someone seeking housing in shelters and facilities with physical limitations or configurations that require shared sleeping quarters or shared bathing facilities. Owners/Managers must ensure that individuals are not subjected to intrusive questioning or asked to provide anatomical information or documentary, physical, or medical evidence of an individual’s gender identity.
3.7 City of Boulder Human Rights Ordinance
The City of Boulder Human Rights Ordinance is a local law that protects against illegal discrimination within the city limits of Boulder. The Ordinance specifically affords protection against discrimination in three areas:
- Housing
- Employment
- Public Accommodation
Within these three areas, the Human Rights Ordinance prohibits discrimination on ancestry, color, creed, gender variance, genetic characteristics, immigration status, marital status, mental disability, national origin, physical disability, race, religion, sex, sexual orientation and source of income, in housing. It also prohibits discrimination based on custody of minor child, parenthood and pregnancy, in employment, it also prohibits discrimination based on age, specifically age 40 years and older. A copy of the Human Rights Ordinance can be found on the city’s website or by contacting the City of Boulder Office of Human Rights at 303-441-4197.
NOTE: This Ordinance is only applicable to the City of Boulder.
3.8 ADA, Section 504 & Fair Housing Accessibility
There are several different laws that Owners/Managers must be familiar with as they apply to various permanently affordable housing types within the BRARHP. Federal programs and the age of the property determine which laws apply.
- Title VIII of the Civil Rights Act of 1968 (Fair Housing Act) protects race, religion, sex and national origin.
- The Fair Housing Amendments Act of 1988 (Amendments Act - FHAA) added disability and familial status.
- The Fair Housing Amendments Act of 1998 protects people from discrimination when they are renting, buying, or securing financing for any housing. The prohibitions specifically cover discrimination because of race, color, national origin, religion, sex, disability and the presence of children.
- The Americans with Disabilities act (ADA) of 1990 addresses public accommodations (rental offices and common areas are considered public accommodations)
- Section 504 of the Rehabilitation Act of 1973 (Section 504) applies to those receiving federal assistance.
- Persons with disabilities have their rights protected under three main laws (ADA, FHAA, and 504).
3.9 Americans With Disabilities Act (ADA)
Title III of the ADA covers public and common use areas at housing developments when these public areas are, by their nature, open to the general public. For example, it covers the rental office since the rental office is open to the general public. Title II of the ADA applies to all programs, services, and activities provided or made available by public entities. This includes housing when the housing is provided or made available by a public entity. For example, housing covered by Title II of the ADA includes public housing authorities that meet the ADA definition of "public entity".
The City of Boulder’s ADA Title I Policy is provided in (Appendix III-B) and Notice Under the Americans with Disabilities Act provided in (Appendix III-B.1) which outlines the city’s compliance with ADA. The city’s Grievance Procedures and Complaint form may be found in (Appendix III-B.2). These forms may also be accessed through the city’s website. For additional information on Section 504 compliance please contact the Section 504 and ADA Coordinator Wendy Litman at (720) 576-2506 or litmanw@bouldercolorado.gov in the city’s office of Risk Management.
NOTE: Regional Participating Jurisdictions should develop and implement their own Policy, Grievance and Complaint Procedures.
3.10 Section 504 & Disability Rights in Housing
Section 504 provides that no qualified individual with a disability should, only by reason of his or her disability, be excluded from participating in, be denied benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance.
A. Definition of Disability:
Federal laws define a person with a disability as "Any person who has a physical or mental impairment that substantially limits one or more major life activities, has a record of such impairment, or is regarded as having such impairment."
In general, a physical or mental impairment includes hearing, mobility and visual impairments, chronic alcoholism, chronic mental illness, AIDS, AIDS Related Complex, and mental retardation that substantially limits one or more major life activities. Major life activities include walking, talking and hearing, seeing, breathing, learning, performing manual tasks, and caring for oneself.
Disability Rights in Private and Public Housing regardless of whether you live in private or public housing, Federal laws provide the following rights to persons with disabilities:
B. Prohibits Discrimination of Persons with Disabilities
It is unlawful for an Owner/Manager of permanently affordable rental housing to refuse to rent to a person simply because of a disability. An Owner/Manager may not impose different application or qualification criteria, rental fees or, and rental terms or conditions than those required of or provided to persons who are not disabled.
Example: An Owner/Manager may not refuse to rent to an otherwise qualified individual with a mental disability because they are uncomfortable with the individual's disability. Such an act would violate the Fair Housing Act because it denies a person housing solely on the basis of their disability.
C. Section 504 of the Fair Housing Act - Reasonable Accommodations
The Fair Housing Act requires Owners/Managers to make reasonable accommodations and modifications when necessary to afford a person with a disability the equal opportunity to rent an affordable rental housing unit. Owners/Managers of permanently affordable rental properties must ensure that their program and units are accessible to and usable by people with disabilities which include:
- Ensure effective communication with applicants, tenants and members of the public.
- Make reasonable accommodations.
- Wheelchair access to program in-take/application offices, public hearings and tenant meetings, etc.
For purposes of the Fair Housing Act, disability is defined as a person who has:
- A physical or mental impairment which substantially limits one or more of such person’s major life activities, or
- A record of having such an impairment; or
- The Owner/Manager may verify the disability (Appendix III-C) only to the extent necessary to document that the applicant/tenants have a need for the requested accommodation. The Owner/Manager may not require applicants/tenants to provide access to confidential medical records or to submit to physical examination. The Owner/Manager may not specifically ask for or verify the nature and extent of the disability. The verification form used must be signed by the applicant/tenant to authorize release of such information and should request that the source identify (1) whether the applicant meets the definition of disabled as provided above and (2) whether the requested accommodation or modification relates to the person’s specific needs. Receipt of Social Security disability payments is adequate verification of an individual’s disability status, but the correlation between the disability and the requested accommodation or modification may still need verified.
D. Reasonable Accommodations
A reasonable accommodation is a change, exception, or adjustment in rules, policies, practices, or services when such a change is necessary to afford a person with a disability the equal opportunity to use and enjoy a dwelling, including public and common spaces.
Per the Fair Housing Act, Owners/Managers must allow a Request for Reasonable Accommodation (Appendix III-D) unless doing so will be an undue financial burden or fundamentally alter the nature of the Owner’s/Manger’s operations. When a reasonable accommodation will result in an undue financial burden, the Owner/Manager must provide all other accommodation up to the point at which further accommodation will result in the undue financial burden. For more information on reasonable accommodation, refer to the HUD and Department of Justice Joint Statement “reasonable Accommodation Under the Fair Housing Act” released May 17, 2004.
A common type of reasonable accommodation involves service animals. The city uses the term service animals in this manual to broadly describe a category that also includes therapy animals, companion animals, emotional support animals, and assistance animals. These types of animals are not pets and therefore must be permitted even in “no-pet” housing, assuming that the individual has requested an accommodation to the “no-pet” rule and that the need for the service animal can be verified. In addition, the Owner/Manager cannot charge an upfront security deposit or a fee for the service animal. However, the Owner/Manager can charge the tenant the cost of repairing any damaged caused by the service animal. Another common example of reasonable accommodation is a live-in care attendant/ live-in aid.
E. New Construction 504 Regulations
In covered multifamily housing consisting of 4 or more units with an elevator built for first occupancy after March 13, 1991, all units must comply with the following seven design and construction requirements of the Fair Housing Act:
- Accessible Entrance on an Accessible Route
- Accessible Public and Common-Use Areas
- Usable Door
- Accessible Route Into and Through the Dwelling Unit
- Accessible Light Switches, Electrical Outlets, Thermostats, and Environmental Controls
- Reinforced Walls in Bathrooms
- Usable Kitchens and Bathrooms
- In multifamily housing covered by 504 regulations without an elevator that consists of 4 or more units built for first occupancy after March 13, 1991, all ground floor units must comply with the Fair Housing Act’s seven design and construction requirements.
For information on how to comply with the physical accessibility requirements of the Fair Housing Act, visit the Fair Housing Accessibility FIRST website.
3.11 Housing for Older Persons
The Housing for Older Persons Act of 1995 (HOPA) exempts certain types of “housing for older persons” from the Fair Housing Act’s prohibition against discrimination because of familial status. Therefore, Owners/Managers may have designated housing for older persons in one of the following ways and not be in violation of Fair Housing:
- 100% of the units are restricted for households in which all members are age 62 or older (see 24 CFR Part 100.303); or
- At least 80% of the units in the property are restricted for households which at least one member is age 55 or older. The remaining 20% of the units may be restricted for households in which at least one member is 55 or older, may have a lower age restriction, or may be left open without any age restriction. This determination is left up to the Owner/Manager. The policy elected by the Owner/Manager in regard to the remaining 20% of the units must be implemented equally for all applicants and must be placed in writing as part of the properties Tenant Selection Plan. In addition, the remaining portion of units not counted for purposes of meeting the 80% requirement may not be segregated within the community or facility.
3.12 Affirmative Marketing
Affirmative Fair Housing Marketing Regulations (24 CFR 200.600) ensures that persons of similar income levels in a housing market area have a like range of housing choices available to them, regardless of race, color, religion, sex, or national origin.
The BRARHP’s policy is to provide information and attract eligible persons to available housing without regard to race, color, national origin, sex, religion, familial status (persons with children under 18 years of age, including pregnant women), or disability. The procedures followed are intended to further the objectives of Title VIII of the Civil Rights Act of 1968 (Fair Housing Act), and Executive Order 11063, which prohibits discrimination in the sale, leasing, rent and other disposition of properties and facilities owned or operated by the federal government or provided with federal funds.
In accordance with the Affirmative Marketing regulations of the HOME Program 24 CFR 92.351, the BRARHP has established an Affirmative Marketing Guide (Appendix III-E) to ensure that all Owners/Managers employ a marketing plan that promotes fair housing and ensures outreach to all potentially eligible households, especially those least likely to apply for assistance.
The Owner/Manager must ensure compliance with affirmative marketing responsibilities as enumerated pursuant to 24 CFR 92.351. Such procedures are subject to approval of the City. The Owner/Manager shall comply with the BRARHP’s requirements to affirmatively market all permanently affordable units available for rent in a manner to attract tenants without regard to race, color, national origin, sex, religion, familial status or disability, per the Affirmative Marketing Plan. The Owner/Manager agrees, in soliciting tenants, to do the following:
- Use the Equal Housing Opportunity logo in all advertising;
- Solicit applications for vacant units from persons who are not likely to apply for the housing without special outreach e.g., use of community organizations, places of worship, employment centers, fair housing groups, or housing counseling agencies etc.
- Display a Fair Housing poster in the rental leasing office;
- Where appropriate, advertise, use media, including minority outlets, likely to reach persons least likely to apply for the housing;
- Maintain files of the Owner/Manager’s affirmative marketing activities for five (5) years and provide access thereto to the Compliance Staff;
- Not refrain from renting to any tenant holding a Section 8 Existing Housing Certificate, except for good cause, such as previous failure to pay rent and/or to maintain a rental unit, or the tenant's violation of other material terms and conditions of tenancy;
- Comply with Section 8 Existing Housing Regulations when renting to any tenant holding a Section 8 Existing Housing Certificate; and
- Exercise affirmative marketing of the units when vacated.
The Owner/Manager is required to develop and maintain an AFHMP specific to the property. Any AFHMP that includes preferences must be reviewed and approved by HUD prior to implementation. A copy of the approved AFHMP must be provided to Compliance staff prior to lease-up. The procedures must be in writing and consistent of actions that provide information and otherwise attract eligible persons to available housing without regard to race, color, national origin, sex, religion, familial status or disability. The affirmative marketing requirements also apply to properties targeted to persons with special needs.
The Owner/Manager must maintain documentation of all advertising and outreach activities. This documentation should be used as reference when completing the Affirmative Marketing Compliance Report which demonstrates, the Owner/Manager efforts to comply with Affirmative Marketing requirements.
3.13 Limited English Proficiency (LEP)
Persons who, as a result of national origin, do not speak English as their primary language and who have limited ability to speak, read, write or understand English (“Limited English Proficiency” or “LEP”) may be entitled to language assistance under Title VI of the Civil Rights Act of 1964 in order to receive a particular benefit or service. In accordance with Title VI, its implementing regulations and Executive Order 13166, the Owner/Manager should take reasonable steps to ensure meaningful access by LEP persons which apply and live in permanently affordable rental housing.
A. LEP Reasonable Steps
Any of the following actions may constitute “reasonable steps” depending on the circumstance. This is not, however, an exhaustive list of possible actions:
- Acquiring translators to translate vital documents, advertisements, or notices
- Acquiring interpreters for face-to-face interviews with LEP persons;
- Placing advertisements and notices in newspapers that serve LEP persons;
- Partnering with other organizations that serve LEP populations to provide translation, interpretation, or dissemination of information regarding the permanently affordable property;
- Hiring bilingual employees or volunteers for outreach and intake activities; or
- Contracting with a telephone line interpreter service.
B. LEP Services, Procedures & Training
The Owner/Manager is responsible for ensuring that property management staff are aware of LEP services and procedures and are trained to work effectively with interpreters. The Owner/Manager may demonstrate effective outreach to the LEP in the community by:
- Notifying LEP persons about the availability of free language assistance services, when applying and/or residing in permanently affordable housing;
- Provide notices in the correct language(s) to reach Regional Participating Jurisdiction’s LEP populations;
- Posting signs in common areas, offices and anywhere else where applications are received for permanently affordable housing;
- Provide appropriate statements in outreach documents (brochures, booklets, posters, etc.) that language services are available without cost;
- Providing a telephone voice mail menu in the most common languages encountered;
- Publish notices in/on local non-English media (i.e., newspapers, radio, and television stations).
3.14 Language Access Plan
As a recipient of federal funds, the City of Boulder must comply with specific language access requirements as established by Title VI of the Civil Rights Act of 1964 (Title VI), which prohibits recipients of federal financial assistance from discriminating based on national origin, among other things. Title VI and Executive Order 13166 – Improving Access to Services for People with Limited English Proficiency require that recipients of federal financial assistance take reasonable steps to provide LEP individuals with meaningful access to programs, services, and activities. The Owner/Manager must ensure compliance with the City of Boulder Language Access Plan.
NOTE: Regional Participating Jurisdictions must develop and implement their own Language Access Plan.
3.15 Marketing Requirements
A. Advertising & Marketing Efforts
The Owner/Manager of permanently affordable rental housing units must conduct marketing and advertising activities in accordance with applicable fair housing laws, in addition to specific HOME requirements that relate to affirmative marketing. These fair housing and affirmative marketing requirements ensure that Owner/Manager provide the opportunity to rent permanently affordable units to all eligible applicants. Marketing efforts should be sent to a variety of sources. Limiting efforts to one source is not acceptable. Using the internet must not be relied upon as the only source of marketing as some people do not have access to the internet.
B. Program Marketing
The Owner/Manager must conduct marketing and advertising activities to inform persons within the housing market area of the availability of programs, services and permanently affordable rental housing opportunities. Marketing and advertising activities must include the Equal Housing Opportunity logo or non-discrimination statement, or both.
C. Marketing Vacant Units
Advertising of vacant units must include the Equal Housing Opportunity logo or slogan, or both. Advertising may include but not limited to:
- Newspapers
- Radio
- Television
- Brochures
- Leaflets
- On-site Poster
- Websites
Advertising must be targeted to persons within the housing market that are least likely to apply for affordable housing without the benefit of special outreach efforts. In general, persons who are not of the race/ethnicity of the residents of the neighborhood in which the affordable units are located shall be considered those least likely to apply.
Owners/Managers must analyze the local housing market to identify persons who are least likely to apply and then formulate marketing techniques to reach the persons identified. The housing market should be re-assessed annually to determine who are least likely to apply for housing. Resources for targeted outreach may include, but not limited to.
- Community Organizations
- Employment Centers
- Fair Housing Groups
- Housing Counseling Agencies
- Social Service Centers
Marketing techniques utilized from the previous year should be analyzed to determine effectiveness in reaching those persons identified. Marketing efforts should be modified based on the results of this analysis, to increase participation from those persons identified as being least likely to apply for affordable housing. Owners/Managers must maintain a file documenting all marketing efforts (i.e., copies of newspaper ads, memos of phone calls, printed emails, copies of letters and posters, etc.).
D. Marketing Accessible Units
In addition, the Owner/Manager must take certain additional steps to make accessible units available to persons with disabilities. The Owner/Manager of properties with accessible units that are built in accordance with Section 504 requirements must develop procedures to ensure that information regarding the availability of accessible units reaches eligible individuals with disabilities. Reasonable, nondiscriminatory steps must be taken to make sure that available, accessible units are offered:
- First, to a current occupant of the property who might require or benefit from the accessibility feature(s) of the unit
- Second, to an eligible qualified applicant on the waiting list who requires the accessibility of feature(s) of the unit
- Market the unit to attract a new disabled applicant
- Last, to a nondisabled person on the waiting list
A nondisabled tenant may rent an accessible unit only when the Owner/Manager has made all reasonable efforts to attract a tenant with a disability and has followed the steps outlined above. Our recommendation is that the property manager contacts the Center for People with Disabilities (CPWD) at 303-442-8662 or 1-888-929-5519 to let the agency know that an accessible rental housing unit is available to income qualified households. CPWD staff can inform their eligible clients of the limited accessible housing inventory, and counsel them to apply for rental housing and be on your waiting list. The BRARHP recommends this approach to optimize specially designed housing resources by providing them first to households who need them with the goal of making the most of our affordable housing programs.
E. Fair Housing Poster, Logo & Non-Discrimination Clause
The Owner/Manager must prominently display and maintain the required Fair Housing Opportunity Poster (Appendix III-F) so it is readily apparent to all persons seeking housing. The Fair Housing Equal Opportunity Logo (Appendix III-F.1) and non- discrimination clause should be displayed on all program material and published on the Owner/Manager’s website, as applicable.
F. Maintaining Records of Marketing & Outreach Efforts
The Owner/Manager is responsible to maintain records of all marketing and outreach efforts related to the property including newspaper ads, printed emails, photos of posters/signs, copies of publications, etc.
3.16 Tenant Selection Guidelines
The Owner/Manager is responsible for establishing tenant selection procedures specific to each property that are in compliance with Tenant Selection Guidelines (Appendix III-H). The Owner/Manager must treat applicants and tenants fairly and equitably by:
- Establishing and following standard tenant selection procedures;
- Using leases that protect tenant’s rights; and
- Using established procedures to resolve conflicts with tenants
3.17 Tenant Selection Plan
The BRARHP seeks to reduce barriers to accessing housing. To further that goal, all permanently affordable rental housing properties under Covenant must develop a Tenant Selection Plan that adheres to the BRARHP’s Affirmative Fair Housing Marketing Guide and Tenant Selection Plan Guidelines and have a Tenant Selection Plan in place prior to leasing of units.
3.18 Preferences
As referenced earlier in this manual, the BRARHP focuses its efforts at targeting special population groups. In support of these efforts the Owner/Manager may give preference in a tenant selection process to persons with special needs, such as the homeless individuals, elderly and persons with disabilities. However, the Owner/Manager may not give preference to persons with a specific type of disability. Permanently affordable housing for persons with disabilities must be equally available to all persons with disabilities regardless of the nature of their disability. Preferences must not violate HUD’s anti-discrimination policies. Preferences must be clearly outlined in the Tenant Selection Plan and Affirmative Fair Housing Marketing Plan. Supplemental documentation must be submitted with the AFHMP to provide a justification for applying preferences. The proposed plans must be reviewed and approved by HUD and/or Fair Housing Equal Opportunity Office (FHEO) prior to implementation. A copy of the approved plans must be submitted to the Housing Senior Compliance Manager for review and approval prior to implementation.
3.19 Notice Applicants
The Owner/Manager must provide prompt notification to the applicant in writing of the denial of their application and specify the reason for the denial. Prompt notification is generally considered to be within 30-days of application.
3.20 Wait List Requirements
The Owner/Manager must provide applicants with the opportunity to complete an application for a permanently affordable rental unit. Applications must be available through the property management office and available by mail, email or fax. The Owner/Manager must accommodate persons with disabilities, who as a result of their disabilities cannot utilize the Owner/Manager’s preferred application process by providing an alternative method of taking applications. Through the Owner/Manager’s screening process the Owner/Manager must maintain a waiting list of eligible applicants and select applications from the waiting list in chronological order to fill vacancies.
A. Creating & Maintaining Waiting List
Upon receipt of an application for tenancy or assistance, the Owner/Manager must indicate on the application the date and time received. The Owner/Manager must either process the applicant for admission, place the applicant on the waiting list, or based on preliminary eligibility determination, reject the applicant.
The Owner/Manager must collect information about the preferences for which the applicant qualifies so that they are able to select applicants from the waiting list in accordance with preferences established for the property.
B. Opening & Closing Waiting List
The Owner/Manager should monitor the vacancies in their properties and their waiting list regularly to ensure that there are enough applicants to fill vacancies. The Owner/Manager should monitor their waiting list to make sure they do not become so long that the wait for a unit becomes excessive.
- Opening Waiting Lists: When the Owner/Manager agrees to accept applications for a waiting list, notice of this action must be announced in a publication likely to be read by potential applicants. The notification should be extensive, and the rules for applying and the order in which applications will be processed should be stated. Advertisements should include where and when to apply and conform to the advertising and outreach activities described in the Affirmative Fair Housing Marketing Plan.
- Closing Waiting Lists: The waiting list may be closed for one or more-unit sizes when the average wait is excessive (e.g., one year or more). When the Owner/Manager decides to no longer accept applications, the Owner/Manager must publish a notice to that effect in a publication likely to be read by potential applicants. The notice must state the reasons for the Owner/Manager’s refusal to accept additional applications.
C. Nondiscrimination When Matching Applicants to Available Units
Although the Owner/Manager may establish preferences to admit households with specific characteristics from the waiting list, the Owner/Manager must never base applicant selection or denial of assistance upon any of the following:
- Membership into a socio-economic class (e.g., welfare recipients, single parent households) or lack of membership in the sponsoring organization;
- Familial status;
- Race, color, religion, sex, or national origin of household members;
- Whether the household has a member with a specific disability (unless restricted by program statute);
- Family size (However, if the family size requires a unit size that does not exist in the property, the family must be denied assistance.
- Age (unless restricted by program statute)
3.21 Interest List
Any Owner/Manager that chooses to utilize an online (web-based) Interest List must also make the Interest List available to individuals without internet access and accessible to people with disabilities.
3.22 Declaration of Citizenship
The Personal Responsibility and Work Opportunities Act of 1996 (PRWORA) prohibits HOME-assisted properties from providing assistance to persons who are other than United States citizens, nationals, or certain categories of eligible noncitizens either applying to or residing in a federally assisted property. This includes HOME-assisted units that require compliance during the required period of affordability.
The Owner/Manager is required to have each household member of a HOME-assisted unit, complete a Declaration of Citizenship (Appendix III-H) and provide all required documentation. A copy of the Declaration of Citizenship and all required documentation must be maintained in the tenant file for each member of the household. Non-profit organizations, overnight shelters and transitional housing units are exempt from this rule.
NOTE: A Declaration of Citizenship is only required for HOME-assisted units. It is not required for locally funded units. When a HOME-assisted unit designation floats to a new unit, all occupants of the newly designated HOME-assisted unit must comply with the Declaration of Citizenship requirement.
3.23 Race & Ethnicity
The Owner/Manager must offer tenants the opportunity to complete the Race and Ethnicity Data Reporting form (Appendix III-I) or Supplemental Demographic form (Appendix III-I.1). This form is to be completed at the initial application or at lease signing. Once the form is completed it does not need to be completed again unless the head of household or household composition changes. There is no penalty for persons who do not complete the form. However, the applicant/tenant must have signed, date and state that they decline to complete the form. Parents or guardians are to complete the form for children under the age of 18.
Owners/Managers are not required to use the Race & Ethnicity form published by HUD as long as the form used contains the same information outlined in the HUD form.